Broker Check
Mike Whaley

Mike Whaley


Mike Whaley began his career in the financial services industry in
1990 working as a 403(b) advisor. He is a graduate of West Virginia
University with a degree in Music Education. He holds FINRA Securities
licenses 6, 7, 63 & 65, as well as Life and Health insurance licenses. In
addition, Mike has earned his CFP designation.

Having a practice built on the foundation of financial planning and focused
on the prudent use of financial products, Mike is able to help his clients
reach their retirement, educational and estate planning goals. He works
closely with employers and is able to provide financial education and
wealth building strategies to their employees. He believes in the concept
of constructing a diversified portfolio designed to help build wealth while also
helping to provide some protection from market downturns.
Through his partnerships with other professionals and PlanMember, Mike
provides the following services to employees of public schools, universities,
non-profit organizations and Federal employees:

• Retirement Planning
• College Planning
• Life Insurance
• Pension Analysis for Public School and Federal Employees
• Annuities
• IRA/Roth IRA investments
• 401(k)/403(b) Rollovers

Mike has lived in the Howard County area since 1996. He and his wife,
Toni, have 3 adult children and their Shih Tzu, Bear. In his spare time, Mike
enjoys playing keyboards for several bands. Mike and Toni have been
married for more than 27 years. He is also passionate about serving families
affected by disabilities and Wounded Warriors through the Joni and Friends

Click here to visit Mike Whaley at